Annual compliance Status
As prescribed by the Securities and Exchange Board of India(SEBI), and BSE Administration and Supervision Limited …
Disclosure with Respect to compliance with Annual Compliance Audit Requirement under Regulation 19(3) of Securities and Exchange Board of India (Investment Advisers) Regulations,2013, for the last and current financial year are as under:
Audit Certificate – 2023-24
Client Segregation Certificate
Audit Certificate – 2024-25
Client segregation Certificate
References:
1. Regulation 19(3) of the SEBI (Investment Advisers) Regulation,2013
2. SEBI Circular no. SEBI/HO/IMD/DF1/CIR/P/2020/182 dated September 23,2020
3. BASL Circular no. 20220519-1 dated May 19,2022